Industry · Fund Managers
🇪🇺 AIFMD · 🇪🇺 UCITS · 🇬🇧 FCA · 🇺🇸 SEC

KYC & AML Compliance Software for Fund Managers

Automate investor KYC, SPV and trust KYB, AIFMD / UCITS compliance, and ongoing AML monitoring. Built for fund managers handling high-volume subscriptions, complex structures, and multi-jurisdiction obligations.

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Fund Manager · Compliance Operations
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Investor Subscription KYC
Bulk onboarding via API
Live
🏗️
SPV / Trust / Nominee KYB
UBO chains · 60+ juris
Mapped
📜
AIFMD Article 26
Investor CDD + monitoring
Compliant
📊
Annex IV Reporting
Auto-generated submissions
Ready
The Challenge

Fund Subscription Compliance at Scale

Every investor who subscribes to your fund triggers a cascade of compliance obligations — KYC at minimum, KYB for corporate subscribers, EDD for HNW or PEP investors, ongoing monitoring for the life of the investment, and regulator-specific reporting. For AIFs and UCITS funds operating across multiple jurisdictions, the complexity is multiplied.

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High-Volume Subscription KYC

Funds open and close, capital commitments arrive in waves, and every subscription needs CDD completed before settlement. Manual processes cannot keep pace with active fundraising.

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Complex Investor Structures

SPVs, family offices, feeder funds, trust arrangements, and nominee entities make up a large share of fund LPs. Each requires full KYB, UBO chain mapping, and ongoing monitoring.

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Cross-Border Regulatory Matrix

AIFMD for EU alternatives, UCITS for retail-eligible funds, FCA for UK domicile, SEC for US-registered funds, MAS for Singapore, DFSA for Middle East — a fund sold across jurisdictions faces all of these simultaneously.

How We Help

Purpose-Built for Fund Operations

One Constellation handles the full investor lifecycle for funds — from subscription KYC to capital call compliance to exit audit trail — with deep integration into fund administration and transfer agency platforms.

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Bulk Investor Onboarding API

Process 1,000+ investor subscriptions in parallel via our KYC API. Low-touch for clean cases, automated escalation for exceptions — all while maintaining full per-investor audit trail.

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SPV & Complex Structure KYB

Dedicated workflows for SPVs, feeder funds, trusts, family offices, and nominee arrangements. UBO chain identification across unlimited ownership layers.

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AIFMD Article 26 Compliance

Investor-level CDD with documentation evidencing source of funds, ongoing AML monitoring for the life of each subscription, and regulator-ready audit packs for AIFM inspections.

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UCITS Investor KYC

Retail-eligible UCITS fund flows with distributor integration — KYC performed once, shared across distribution partners with full consent and audit trail.

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Transfer Agency & Fund Admin Integration

API-first integration with your TA and fund admin platforms. Investor KYC, redemption AML, and subscription monitoring sit alongside your existing fund operations infrastructure.

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Annex IV & Regulator Reporting

AIFMD Annex IV, FCA AIF returns, SEC Form PF, and MAS reporting — generated from the same investor and transaction data.

Regulatory Coverage

Fund Management Regulatory Coverage

Every major fund regulation pre-configured — switch strategies, jurisdictions, or distribution channels without changing platforms.

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AIFMD Article 26
Alternative Investment Funds
🇪🇺
UCITS 2009/65/EC
Retail-Eligible Funds
🇬🇧
FCA AIFMD Impl
UK AIFM Rules
🇺🇸
SEC Form PF
US Private Funds
🇺🇸
Investment Advisers Act
US Registered Advisers
🇸🇬
MAS VCC / Fund Regs
Singapore Funds
🇱🇺
CSSF Circulars
Luxembourg Fund Regs
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FATF Rec 10
Investor CDD Baseline
Use Cases

Every Fund Strategy, Every Structure

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Private Equity & Venture

Capital call compliance, LP subscription KYC, co-investment vehicle KYB, fund-of-funds upstream KYC sharing.

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Real Estate Funds

Investor KYC, SPV KYB for acquisition vehicles, source-of-funds for overseas LPs, AIFMD depositary liaison.

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Hedge Funds

Accredited investor verification, offshore feeder fund KYC, FATCA/CRS integration, redemption AML monitoring.

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UCITS / Mutual Funds

High-volume retail investor onboarding, distributor integration, transfer agency API, ongoing sanctions screening.

Investor KYC → SPV / Corporate KYB → Transfer Agencies → Investment Managers → Bulk KYC API → AML/CFT →
FAQ

Fund Manager Compliance FAQ

What KYC is required for fund investors?+
At minimum: identity verification, PEP and sanctions screening, source-of-funds evidence, and risk classification. For corporate investors, add UBO identification (25% threshold or lower depending on jurisdiction), director screening, and corporate registry verification. AIFMD, UCITS, FCA MLR 2017, and SEC all require documented evidence of these checks before subscription is accepted.
What does AIFMD Article 26 require for AML?+
AIFMD Article 26 requires AIFMs to establish AML policies aligned with their home member state's transposition of the EU AMLD. In practice, this means investor CDD at subscription, ongoing monitoring for the life of the investment, and audit trails available for regulator inspection. Our platform maps directly to AIFMD requirements.
How does OC handle SPV and trust investor structures?+
Our KYB workflow maps beneficial ownership through unlimited layers. For a trust structure, we identify settlors, trustees, protectors, and beneficiaries. For SPVs, we map the corporate ownership chain, ultimate beneficial owners, and linked entities. Each is screened against sanctions and PEP lists.
Can OC handle bulk investor onboarding for fund closings?+
Yes — this is a core use case. During fund closings or UCITS distribution events, hundreds or thousands of investors can be onboarded simultaneously via API. Our platform scales horizontally, with per-investor audit trails maintained throughout.
Does OC integrate with fund administrators and transfer agents?+
Yes. We provide REST APIs, webhook integrations, and SFTP data feeds for integration with major fund admin and TA platforms. Many of our clients use us alongside their existing TA — we handle the KYC/AML layer, they handle the register.
How do you support UCITS retail fund distribution?+
UCITS funds distributed through platforms and IFAs have specific KYC sharing requirements. Our platform supports distributor KYC acceptance, consent management, and re-screening workflows — all while maintaining the fund manager's regulatory responsibility.

Fund Compliance Without the Operational Drag

See how fund managers automate investor onboarding, KYB, and AIFMD/UCITS reporting on a single platform.

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