Insights on Compliance, Risk & RegTech
Practical guidance from the One Constellation team — KYC, AML, transaction monitoring, sanctions, and the regulatory landscape that shapes them.
RegulationsFund AML Policy: What It Must Contain (Outline)
What a fund AML policy must contain under MAS, SFC, UK, EU, US and Cayman rules: who approves it, required content, named roles, review cycles and a 14-section…
RegulationsAIFMD and the EU AMLR: Investor KYC for EU Fund Managers
How the EU AML Regulation applies investor KYC to AIFMs and their funds from 10 July 2027: key dates, the AIFMD II links, who does the KYC, nominee…
Due Diligence (DD)Private Equity Due Diligence: AML and Sanctions Checks on Deals
The compliance side of private equity due diligence: who to check on a deal, the OFAC 50 Percent Rule and UK ownership and control tests, a seven-step workflow,…
RegulationsSingle Family Office AML in Singapore (13O and 13U)
Singapore single family offices are exempt from licensing, not from AML. The June 2026 exemption, the AML/CFT terms in 13O and 13U awards, bank due diligence, CDSA and…
Due Diligence (DD)KYC for Institutional Investors: Pension Funds, Endowments and SWFs
How fund managers, administrators and transfer agents run KYC on pension funds, endowments and sovereign wealth funds: when simplified CDD applies, who to verify and PEP risk.
Due Diligence (DD)Transfers of LP Interests: KYC on Incoming Investors
When an LP interest changes hands, the incoming investor is a new customer. What MAS, CSSF, CIMA, UK and US rules say, a six-step transferee KYC workflow, eligibility…
RegulationsLuxembourg AML for Investment Funds: CSSF Rules Explained
What the Law of 12 November 2004, CSSF Regulation 12-02 and Circular CSSF 18/698 require of Luxembourg funds and their managers: investor and asset due diligence, the RR…
Due Diligence (DD)AML Red Flags in Fund Subscriptions and Redemptions
The AML red flags regulators name for fund subscriptions and redemptions, why each matters, what to do when one appears, reporting rules in Singapore, Hong Kong and the…
Sanctions ScreeningIs There an Official PEP List? How to Search for PEPs
Why no regulator publishes a single PEP list, which official sources do exist, how to search for a politically exposed person using free and paid sources, and how…
